Securities are written evidence of ownership or creditor ship issued by a company that is attempting to finance its start-up or expansion. The issuance and trading of securities of the public company are governed by the Securities Board of Nepal. Noncompliance as per the securities laws can reflect adverse consequences upon the company including injunctive relief, fines and penalties, and possible criminal prosecution.
Our team assists our clients in the following securities-related matters:
- Registration of the securities of public companies.
- Issuance, transfer, sale and exchange of registered securities.
- Issues of mutual funds, collective investment
- Private placements, including drafting private placement memoranda and related documentation.
- Securities law filings and compliance.
- Stock purchase agreements and subscription agreements documentation.
- Securities law audits.